Financial Representative acknowledges and attests to the following:

• That they understand that hypothetical performance materials, marked “Not For Client Use,” are for informational purposes only and are not to be reproduced or disseminated to clients.
• That they are properly licensed and in good standing to provide investment advisory services and are not subject to a disqualifying SEC action or event that would prohibit them from receiving compensation for referrals.
• That they continue to stand behind the representations and perform the duties and undertakings agreed upon in the Client’s executed Investment Management Agreement (IMA).